What insights can the ALRC draw from the UK perspective to simplify financial services legislation?
Dr Andrew Godwin, ALRC Special Counsel, speaks with Mr Mark Steward, Director of Enforcement and Market Oversight for the Financial Conduct Authority (FCA) in the UK to discuss the complex landscape of financial services regulation.
Mark, a member of the ALRC Advisory Committee for the Financial Services Legislation Inquiry, shares his insights from both an international and comparative perspective, along with his experiences from the work undertaken at the FCA.
The conversation traverses Mark’s past career and his current role before exploring the UK framework of principles, rules and guidance for regulatory guidance.
Mark provides valuable observations relevant to the Inquiry, adding to the diverse resources available to the ALRC via our expert Advisory Committee members.